Name: nasd arbitration solution: five black belt principles to protect and grow your financial services practice
SKU: 10759883
Price: 72723.00 ARS
Availability: InStock
Author: thomas j. hine, john k. brubaker
ISBN: 9780470126325

portada nasd arbitration solution: five black belt principles to protect and grow your financial services practice

nasd arbitration solution: five black belt principles to protect and grow your financial services practice

Formato

Libro Físico

Editorial

wiley

Autor

thomas j. hine, john k. brubaker

N° páginas

336.00

ISBN

0470126329

ISBN13

9780470126325

Categorías

Finanzas

nasd arbitration solution: five black belt principles to protect and grow your financial services practice

Thomas J. Hine, John K. Brubaker (Autor) · wiley · Libro Físico

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Reseña del libro "nasd arbitration solution: five black belt principles to protect and grow your financial services practice"

the star chamber was part of english law in the 1400s which was a much feared proceedings where a council usually found clients guilty and faced severe punishments. according to hine and brubaker the current nasd arbitration process is as unfriendly as the star chamber. the arbitration process--to handle investor complaints and disputes--can take two or more years and result in multimillion dollar settlements. with more investor complaint proceedings, this book will offer a guide for registered reps to win in arbitration cases. based on the author ` s own experience, this book will use martial arts to teach the authors key compliance principles and show how the nasd arbitration and dispute resolution process works.